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Merrill ended 2017 with 14,953 brokers, flat with the end of the third quarter and up a net 333, or 2%, from the end of 2016. “Most of the growth is coming from [our].
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The brokers are strictly salesmen, that`s what they`re taught. “New guys come back from training and they don`t even know how to write a stock ticket. That`s no exaggeration.“ The in-house mutual funds, in particular, offer brokers.
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As part of the scheme, Willner used brokerage accounts in his name to place "short sale" offers for companies’ stock at artificially high prices. Willner replied that he would be a "good training partner". Willner and his co-conspirators.
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The stock is now trading at $24 a share. enforces compliance with FINRA rules and federal securities laws, registers broker-dealer personnel and offers them education and training, and informs the investing public. In addition, FINRA.
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The Georgia legislation limits the amount of compensation penny stock brokers can receive to 10% of each. stocks can change their minds and mandates four months of training for penny brokers. The law will make "it very difficult.
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